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Investor attention Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. | Initiate Margin Pledge Online. Click here|

Mandatory Guidelines

Internal Control Policy View
Policies and Procedures to Combat Money Laundering and Terrorist Financing View
Research Analyst Policy View
Suspension of Trade in Inactive Client Accounts View
Surveillance Policy (For Depository Participant) View
Surveillance Policy (For Acumen)View

RMS Policies

Risk Management PolicyView
Dos & Donts - Rights and Obligations - Policies and Procedures - Risk Disclosure DocumentsView
Operational GuideView
Policy for unauthentic news in circulationView
Suspension of trade in Inactive client accountsView

Dos & Don’ts

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RDD

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Rights & Obligations

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MalayalamView
KonkaniView
MarathiView
TamilView
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